An Introduction to the History of Western Europe

Chapter 17

Henry decided to antic.i.p.ate the arrival of the pope. He hastened across the Alps in midwinter and appeared as an humble suppliant before the castle of Canossa, whither the pope had come on his way to Augsburg. For three days the German king appeared before the closed door, barefoot and in the coa.r.s.e garments of a pilgrim and a penitent, and even then Gregory was induced only by the expostulations of his influential companions to admit the humiliated ruler. The spectacle of this mighty prince of distinguished appearance, humiliated and in tears before the nervous little man who humbly styled himself the "servant of the servants of G.o.d," has always been regarded as most completely typifying the power of the Church and the potency of her curses, against which even the most exalted of the earth found no weapon of defense except abject penitence.[115]

[Sidenote: A new king chosen.]

[Sidenote: Henry again excommunicated.]

65. The pardon which Henry received at Canossa did not satisfy the German princes; for their main object in demanding that he should reconcile himself with the Church had been to cause him additional embarra.s.sment. They therefore proceeded to elect another ruler, and the next three or four years was a period of b.l.o.o.d.y struggles between the adherents of the rival kings. Gregory remained neutral until 1080, when he again "bound with the chain of anathema" Henry, "the so-called king,"

and all his followers. He declared him deprived of his royal power and dignity and forbade all Christians to obey him.

[Sidenote: Henry triumphs over Gregory.]

[Sidenote: Death of Gregory.]

The new excommunication had precisely the opposite effect from the first one. Henry's friends increased rather than decreased. The German clergy were again aroused, and they again deposed "this same most brazen Hildebrand." Henry's rival fell in battle, and Henry, accompanied by an anti-pope, betook himself to Italy with the double purpose of putting his pope on the throne and winning the imperial crown. Gregory held out for no less than two years, but at last Rome fell into Henry's hands and Gregory withdrew and soon died. His last words were, "I have loved justice and hated iniquity, therefore I die an exile," and the fair-minded historical student will not question their truth.[116]

[Sidenote: Henry IV's further troubles.]

The death of Gregory did not put an end to Henry's difficulties. He spent the remaining twenty years of his life in trying to maintain his rights as king of Germany and Italy against his rebellious subjects on both sides of the Alps. In Germany his chief enemies were the Saxons and his discontented va.s.sals. In Italy the pope was now actively engaged as a temporal ruler, in building up a little state of his own. He was, moreover, always ready to encourage the Lombard cities--which were growing more and more powerful and less and less willing to submit to the rule of a German--in their opposition to the emperor.

[Sidenote: Rebellion at home and in Italy.]

[Sidenote: Treason of Henry's sons.]

[Sidenote: Death of Henry IV, 1106.]

A combination of his Italian enemies called Henry again to Italy in 1090, although he was forced to leave Germany but half subdued. He was seriously defeated by the Italians; and the Lombard cities embraced the opportunity to form their first union against their foreign king. In 1093 Milan, Cremona, Lodi, and Piacenza joined in an offensive and defensive alliance for their own protection. After seven years of hopeless lingering in Italy, Henry returned sadly across the Alps, leaving the peninsula in the hands of his enemies. But he found no peace at home. His discontented German va.s.sals induced his son, whom he had had crowned as his successor, to revolt against his father. Thereupon followed more civil war, more treason, and a miserable abdication. In 1106 death put an end to perhaps the saddest reign that history records.

[Sidenote: Henry V, 1106-1125.]

The achievement of the reign of Henry IV's son, Henry V, which chiefly interests us was the adjustment of the question of invest.i.tures. Pope Paschal II, while willing to recognize those bishops already chosen by the king, provided they were good men, proposed that thereafter Gregory's decrees against lay invest.i.ture should be carried out. The clergy should no longer do homage and lay their hands, consecrated to the service of the altar, in the blood-stained hands of the n.o.bles.

Henry V, on the other hand, declared that unless the clergy took the oath of fealty the bishops would not be given the lands, towns, castles, tolls, and privileges attached to the bishoprics.

[Sidenote: Settlement of the question of lay invest.i.ture in the Concordat of Worms, 1122.]

After a succession of troubles a compromise was at last reached in the Concordat of Worms (1122), which put an end to the controversy over invest.i.tures in Germany.[117] The emperor promised to permit the Church freely to elect the bishops and abbots and renounced his old claim to invest with the spiritual emblems of the ring and the crosier. But the elections were to be held in the presence of the king, and he was permitted, in a separate ceremony, to invest the new bishop or abbot with his fiefs and secular prerogatives by a touch of the scepter. In this way the spiritual rights of the bishops were obviously conferred by the churchmen who elected him; and although the king might still practically invalidate an election by refusing to invest with the coveted temporal privileges, still the direct appointment of the bishops and abbots was taken out of his hands. As for the emperor's control over the papacy, too many popes, since the advent of Henry IV, had been generally recognized as properly elected without the sanction of the emperor, for any one to believe any longer that his sanction was necessary.

CHAPTER XIV

THE HOHENSTAUFEN EMPERORS AND THE POPES

[Sidenote: Frederick I, Barbarossa, 1152-1190.]

[Sidenote: The historian, Otto of Freising.]

66. Frederick I, nicknamed Barbarossa, i.e., "Redbeard," who became king of Germany in 1152,[118] is the most interesting of all the German emperors; and the records we have of

[Sidenote: Frederick's ideal of the Empire.]

Frederick's ambition was to raise the Roman Empire to its old glory and influence. He regarded himself as the successor of the Caesars, of Justinian, of Charlemagne, and of Otto the Great. He believed his office to be quite as divinely established as the papacy. In announcing his election to the pope, he stated that the Empire had been "bestowed upon him by G.o.d," and he did not ask for the pope's sanction, as his predecessors had done. But in his lifelong attempt to maintain what he a.s.sumed to be the rights of the emperor he encountered all the old difficulties. He had to watch his rebellious va.s.sals in Germany and meet the opposition of a series of unflinching popes, ready to defend the most exalted claims of the papacy. He found, moreover, in the Lombard cities unconquerable foes, who finally brought upon him a signal defeat.

[Sidenote: The towns begin to play a part in history.]

67. One of the most striking differences between the ages before Frederick and the whole period since, lies in the development of town life, with all that that implies. Up to this time we have heard only of emperors, popes, bishops, and feudal lords; from now on the cities must be reckoned with, as Frederick was to discover to his sorrow.[119]

[Sidenote: The government of the Lombard cities becomes partially democratic.]

The government of the towns of Lombardy fell, after Charlemagne's time, into the hands of their respective bishops, who exercised the prerogatives of counts. Under the bishops the towns flourished within their walls and also extended their control over the neighboring districts. As industry and commerce increased, the prosperous citizens, and the poorer cla.s.ses as well, aspired to some control over the government. Cremona very early expelled its bishop, destroyed his castle, and refused to pay him any dues. Later Henry IV stirred up Lucca against its bishop and promised that its liberties should never be interfered with henceforth by bishop, duke, or count. Other towns threw off the episcopal rule, and in practically all of them the government came at last into the hands of munic.i.p.al officials elected by those citizens who were permitted to have a hand in the government.

[Sidenote: The turmoil in the Italian towns; their remarkable civilization.]

[Ill.u.s.tration: Italian Towns in the Twelfth Century]

The more humble artisans were excluded altogether from a voice in city affairs. Their occasional revolts, as well as the feuds between the factions of the n.o.bles,--who took up their residence in the towns instead of remaining on their estates,--produced a turmoil which we should think intolerable in our modern peaceable cities. This was greatly increased by bitter wars with neighboring towns. Yet, in spite of incredible disorder within and without, the Italian towns became centers of industry, learning, and art, unequaled in history except by the famous cities of Greece. They were able, moreover, to maintain their independence for several centuries. Frederick's difficulties in playing the emperor in Italy were naturally greatly increased by the st.u.r.dy opposition of the Lombard towns which could always count on a faithful ally in the pope. He and they had a common interest in seeing that the power of the king of Germany remained purely nominal on their side of the mountains.[120]

[Sidenote: Frederick's first expedition to Italy, 1154.]

68. Milan was the most powerful of the Lombard towns and was heartily detested by her neighbors, over whom she was constantly endeavoring to extend her control. Two refugees from Lodi brought word to the newly elected emperor of Milan's tyranny. When Frederick's representatives reached the offending city they were insulted and the imperial seal was trampled in the dust. Like the other towns, Milan would acknowledge the supremacy of the emperor only so long as he made it no trouble. The wish to gain the imperial crown and to see what this bold conduct of Milan meant, brought Frederick to Italy, in 1154, on the first of six expeditions, which together were to occupy many years of his reign.

Frederick pitched his camp in the plain of Roncaglia and there received representatives from the Lombard towns, who had many and grievous complaints to make of the conduct of their neighbors, especially of the arrogant Milan. We get a hint of the distant commerce of the maritime cities when we read that Genoa sent gifts of ostriches, lions, and parrots. Frederick made a momentary impression by proceeding, upon the complaint of Pavia, to besiege and destroy the town of Tortona. As soon as he moved on to Rome, Milan plucked up courage to punish two or three neighbors who had too enthusiastically supported the emperor; it also lent a hand to Tortona's hapless citizens in rebuilding their city.

[Sidenote: Frederick and Pope Hadrian.]

When the pope, Hadrian IV, and the emperor first met there was some bitter feeling because Frederick hesitated to hold the pope's stirrup.

He made no further objection, however, when he learned that it was the custom. Hadrian was relying upon his a.s.sistance, for Rome was in the midst of a remarkable revolution. Under the leaders.h.i.+p of the famous Arnold of Brescia,[121] the city was attempting to reestablish a government similar to that of the times when the Roman senate ruled the civilized world. It is needless to say that the attempt failed, though Frederick gave the pope but little help against Arnold and the rebellious Romans. After receiving his crown, the emperor hastened back to Germany and left the disappointed Hadrian to deal with his refractory people as best he might. This desertion and later misunderstandings produced much ill feeling between the pope and Frederick.

[Sidenote: The a.s.sembly at Roncaglia, 1158.]

[Sidenote: Its decision as to the rights (_regalia_) of the emperor over the Lombard towns.]

In 1158 Frederick was back in Italy and held another great a.s.sembly at Roncaglia. He summoned hither certain teachers of the Roman law from Bologna (where the revived study of the law was actively pursued), as well as representatives of the towns, to decide exactly what his rights as emperor were. There was little danger but that those versed in a law which declared that "whatsoever the prince has willed has the force of law," should give the emperor his due. His _regalia_, or governmental prerogatives, were declared to consist in feudal suzerainty over the various duchies and counties, and in the right to appoint magistrates, collect tolls, impose an extraordinary war tax, coin money, and enjoy the revenue from fisheries and from salt and silver mines. Such persons or towns as could produce proof that any of these privileges had been formally conceded to them might continue to enjoy them; otherwise the emperor a.s.sumed them. As most of the towns had simply succeeded to the rights of the bishops and had no legal proofs of any concessions from the emperor, this decision meant the loss of their independence. The emperor greatly increased his revenue for the moment; but these extreme measures and the hated governors whom he appointed to represent him were bound to produce ultimate revolt. It became a matter of life and death to the towns to get rid of the imperial officials and taxgatherers.

[Sidenote: The destruction of Crema and Milan.]

The town of Crema refused to level its walls at the command of the emperor. It had to undergo a most terrible siege and finally succ.u.mbed.

Its citizens were allowed to depart with nothing but their lives, and the place was given over to plunder and destruction. Then Milan drove the emperor's deputies from the gates. A long siege brought even this proud city to terms; and the emperor did not hesitate to order its destruction, in spite of its commercial and political importance (1162).

It is a melancholy commentary upon the relations between the various towns that Milan's neighbors begged to be permitted to carry out her annihilation. Her inhabitants were allowed to settle in the neighborhood of the spot where their prosperous city had stood, and from the rapidity with which they were able to rebuild it later, we may conclude that the demolition was not so thoroughgoing as some of the accounts imply.

[Sidenote: The Lombard towns secretly unite to form the Lombard League.]

69. The only hope for the Lombard towns was in _union_, which the emperor had explicitly forbidden. Soon after Milan's destruction measures were secretly taken to form the nucleus of what became later the great Lombard League. Cremona, Brescia, Mantua, and Bergamo joined together against the emperor. Encouraged by the pope and aided by the League, Milan was speedily rebuilt. Frederick, who had been engaged in conquering Rome with a view of placing an anti-pope on the throne of St.

Peter, was glad, in 1167, to escape the combined dangers of Roman fever and the wrath of the towns and get back to Germany. The League was extended to include Verona, Piacenza, Parma, and eventually many other towns. It was even deemed best to construct an entirely new town, with a view of harboring forces to oppose the emperor on his return, and Alessandria remains a lasting testimonial to the energy and cooperative spirit of the League. The new town got its name from the League's ally, Pope Alexander III, one of the most conspicuous among the papal opponents of the German kings.

[Sidenote: Frederick completely defeated by the League at Legnano, 1176.]

After several years spent in regulating affairs in Germany, Frederick again appeared in Lombardy. He found the new "straw" town, as the imperialists contemptuously called it, too strong for him. The League got its forces together, and a great battle took place at Legnano in 1176,--a really decisive conflict, which was rare enough in the Middle Ages. Frederick had been unable to get the reenforcements he wished from across the Alps, and, under the energetic leaders.h.i.+p of Milan, the League so completely and hopelessly defeated him that the question of the mastery in Lombardy was settled for some time.



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